GLGi: SEC Reviews & Investigations

Time & Location

Originally Presented: February 8, 2006 12:30 PM, New York

Presenter(s):

Ronald Kiima, President , Kiima IncorporatedRonald Kiima

President
Kiima Incorporated

          What is a GLG Leader?|The Gerson Lehrman Group&reg; (GLG) Leader Program<sup>SM</sup> is our premium Member Program<sup>SM</sup>. Those identified as GLG Leaders are in the top 5% of GLG CouncilRank and have an exclusivity agreement with GLG.

Agenda:

  • Review triggers & hot buttons: Which companies are most likely at risk?
  • Inquiries, comment letters & enforcement referrals: Understanding the processes, timing, threats and resolutions
  • Informal vs. formal SEC accounting investigations:

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