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Mutual Fund and Brokerage Industries Brace for Upcoming Regulatory Changes

November 13, 2009

Analysis of:"New Rule Will Change the Way Funds are Sold" | www.marketwatch.com

Although regulatory overhaul is not yet finalized in Washington, it’s becoming clear that major changes are ahead for the mutual fund industry as the brokerage distributors who peddle their funds will likely be forced to overhaul how they market products and offer advice to clients. Both industries must examine their business model and adjust accordingly to remain relevant and profitable through the upheaval.

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