Expert Insights on Securities and Exchange Commission (SEC)

The Securities and Exchange Commission (SEC) is a U.S. government agency whose mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC regulates the stock market and prevents corporate abuses relating to the offering and sale of securities and corporate reporting. Recent issues of interest include Regulation Fair Disclosure (Reg FD), stock options backdating prosecutions, and the Sarbanes-Oxley Act of 2002.

Gerson Lehrman Group Council Members are available to discuss Securities and Exchange Commission (SEC) via phone consultations, live meetings, surveys, and other custom GLG products and services.

Find, engage, and manageSM experts today through the GLG platform

Featured Council Members

GLG Council Members are leading experts including academics, scientists, and industry specialists

Ronald Kiima, President , Kiima Incorporated

Ronald Kiima What is a GLG Leader?|The Gerson Lehrman Group&reg; (GLG) Leader Program<sup>SM</sup> is our premium Member Program<sup>SM</sup>. Those identified as GLG Leaders are in the top 5% of GLG CouncilRank and have an exclusivity agreement with GLG.

President Kiima Incorporated

Ronald Kiima, President , Kiima Incorporated

Ronald Kiima What is a GLG Leader?|The Gerson Lehrman Group&reg; (GLG) Leader Program<sup>SM</sup> is our premium Member Program<sup>SM</sup>. Those identified as GLG Leaders are in the top 5% of GLG CouncilRank and have an exclusivity agreement with GLG.

President Kiima Incorporated

Harold Loftin, Counsel, SNR DENTON LLP

Harold LoftinWhat is a GLG Educator?|GLG Educators have qualified for GLG Member Programs and are therefore eligible to participate in ongoing in-depth consulting projects with GLG clients.

CounselSNR DENTON LLP

Harold Loftin, Counsel, SNR DENTON LLP

Harold LoftinWhat is a GLG Educator?|GLG Educators have qualified for GLG Member Programs and are therefore eligible to participate in ongoing in-depth consulting projects with GLG clients.

CounselSNR DENTON LLP

Walter Van Dorn, Partner, SNR DENTON LLP

Walter Van DornWhat is a GLG Scholar?|GLG Scholar denotes Council Members with a CouncilRank(SM) in the top 20%.

PartnerSNR DENTON LLP

Browse all 298 Leading Experts

Study Groups

Study groups are populations of experts knowledgeable on specific sub-topics within a broader industry

Study Group Name No. Members
SEC Regulations Experts: Lawyers 59
SEC Regulations Experts: Lawyers 59
SEC Regulation and Class Action Experts: Lawyers 15
SEC Regulation and Class Action Experts: Lawyers 15
SEC Regulation Experts for Banks, Insurance, and Financial Institutions: Lawyers 40

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Recent Live Meetings

Interactive roundtables, private visits, and small scale seminars are types of GLG Live Meetings

August 3, 2011 | New York

Seminar: China Concept Stocks - Accounting and Regulatory Issues (New York)

September 15, 2010 | Webcast

Webcast: Oil and Gas Reserves - New Valuation Methods (11:00 AM EDT/ 8:00 AM PDT/ 16:00 BST)

June 23, 2011 | Webcast

Webcast: Oil and Gas Accounting (3:00 PM EDT)

Browse all 407 Live Meetings

Recent News Analyses

News analyses are expert commentaries on current events, written by Council Members who are available for follow up consultations

Company Valuation- Art or Science

September 4, 2009

GLG Expert Contributor

CDS Regulation , Accounting and Economic Effects

August 16, 2009

Nitish Grover, Principal, Owner, Nitish Grover and Associates

Browse all 1772 GLG News Analyses

Contact Gerson Lehrman Group to engage a Securities and Exchange Commission (SEC) expert